K. Michael Conaway

House · R–TX · STOCK Act periodic transaction reports

913 trades472 buys374 sells$28M est. volume (range midpoints)67 late filings (7%)

Disclosed trades (913) · showing the 250 most recent

2020-12-21JT E57 (Edward Jones) LOCATION: US DESCRIPTION: American Mutual Fund American New Economy Fund [OT]Purchase$50,001 - $100,000
2020-12-18WFCWF 10 (Wells Fargo Financial) Investment Company of America [OT]Purchase$50,001 - $100,000
2020-12-18WFCWF 10 (Wells Fargo Financial) Washington Mutual Inv FD [OT]Purchase$50,001 - $100,000
2020-12-17AMCAP Fund [OT]Purchase$50,001 - $100,000
2020-12-17JT E57 (Edward Jones) LOCATION: US DESCRIPTION: AMCAP Fund American balanced Fund [OT]Purchase$50,001 - $100,000
2020-12-17JT E57 (Edward Jones) LOCATION: US DESCRIPTION: American balanced Fund American Mutual Fund [OT]Purchase$50,001 - $100,000
2020-12-17JT E57 (Edward Jones) LOCATION: US DESCRIPTION: American New Economy Fund American Small Cap World FundP12/21/202012/24/2020$15,001 - gfedc [OT]$50,000 gfedc FILINg STATUS: New JT E57 (Edward Jones) LOCATION: US DESCRIPTION: American Small Cap World Fund Capital World growth & Income Fund [OT]Purchase$50,001 - $100,000
2020-12-17DGROJT E57 (Edward Jones) LOCATION: US DESCRIPTION: Investment Company of America iShares Core Dividend growth ETF (DgRO) [ST]Purchase$50,001 - $100,000
2020-12-16WFCWF 10 (Wells Fargo Financial) Fundamental Investors CL A [OT]Purchase$50,001 - $100,000
2020-12-10FDNFirst Trust DJ Internet Index FundPurchase$15,001 - $50,000late · 105d
2020-12-10WFCWF 10 (Wells Fargo Financial) goldman Sachs Activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000late · 105d
2020-12-10WFCWF 10 (Wells Fargo Financial) Vanguard Div Appreciation ETF (VIg) [ST]Purchase$50,001 - $100,000late · 105d
2020-12-10FDNJT E57 (Edward Jones) LOCATION: US DESCRIPTION: Capital World growth & Income Fund First Trust DJ Internet Index FundPurchase$15,001 - $50,000
2020-12-10GSJT E57 (Edward Jones) LOCATION: US DESCRIPTION: Fundamental Investors CL A goldman Sachs Activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000
2020-12-10VIGJT E57 (Edward Jones) Vanguard Div Appreciation ETF (VIg) [ST]Purchase$50,001 - $100,000
2020-11-30AALAmerican Airlines group, Inc.Purchase$15,001 - $50,000
2020-11-30DRIJT E57 (Edward Jones) Darden Restaurants, Inc.Purchase$15,001 - $50,000
2020-11-30DGROJT E57 (Edward Jones) iShares Core Dividend growth ETF (DgRO) [ST]Purchase$15,001 - $50,000
2020-11-30LUVJT E57 (Edward Jones) Southwest Airlines CompanyPurchase$15,001 - $50,000
2020-11-10UIT First Trust Diversified W115 [OT]Sale (Full)$1,001 - $15,000spouse
2020-10-16AAPLApple Inc.Purchase$15,001 - $50,000late · 49d
2020-10-16AAPLWF 25 (Wells Fargo Financial) Apple Inc.Purchase$15,001 - $50,000late · 49d
2020-10-16CVXWF 10 (Wells Fargo Financial) Chevron CorporationSale (Full)$15,001 - $50,000late · 49d
2020-10-16SKYYWells Fargo > WF48 dESCRIPTION: Merger with NbL First Trust Cloud Computing ETFP10/16/202010/20/2020$15,001 - gfedcPurchase$50,001 - $100,000late · 49d
2020-10-16JNJWF 10 (Wells Fargo Financial) Johnson & JohnsonPurchase$15,001 - $50,000late · 49d
2020-10-16WFCWells Fargo > WF48 dESCRIPTION: Merger with CVX The blackstone group Inc. Class A (bX) [ST]Sale (Full)$15,001 - $50,000late · 49d
2020-10-16WFCWF 25 (Wells Fargo Financial) Vanguard Consumer Staples ETF (VdC) [ST]Sale (Full)$15,001 - $50,000late · 49d
2020-10-06CVXWF 25 (Wells Fargo Financial) dESCRIPTION: CVX result of merger with NbL Chevron CorporationExchange$15,001 - $50,000late · 59d
2020-10-06CVXWF 25 (Wells Fargo Financial) dESCRIPTION: Merger with NbL Chevron CorporationExchange$1,001 - $15,000late · 59d
2020-10-06WFCWF 25 (Wells Fargo Financial) Noble Energy Inc. (NbL) [ST]Exchange$1,001 - $15,000late · 59d
2020-10-06WFCWF 25 (Wells Fargo Financial) dESCRIPTION: Merger with CVX Noble Energy Inc. (NbL) [ST]Exchange$15,001 - $50,000late · 59d
2020-09-28ABTAbbott LaboratoriesPurchase$50,001 - $100,000
2020-09-28ABTAbbott LaboratoriesPurchase$15,001 - $50,000
2020-09-28JPMJPMORGAN CHASE & CO FIX/FLT JR SBRDNTD PERP MAT CLLB NRA TAXABLE CPN 4.051% DUE 12/29/49Purchase$15,001 - $50,000
2020-09-24BANK NOVA SCOTIA 0% 1Y: LKD EURO STOXX 50 INDEX DUE 09/24/2020 CPN 0.000% DUE 09/24/20Sale (Full)$15,001 - $50,000
2020-09-21FIFTH THIRD BANCORP FIX TO FLT JR SBRDNTD CALLABLE PERPTL CPN 5.100% DUE 12/31/49Purchase$15,001 - $50,000
2020-09-21CIBRFirst Trust NASDAQ Cybersecurity ETFPurchase$15,001 - $50,000
2020-09-21USMCPrincipal U.S. Mega-Cap ETFPurchase$1,001 - $15,000
2020-09-21VDCVanguard Consumer Staples ETFSale (Full)$50,001 - $100,000
2020-09-21VDCVanguard Consumer Staples ETFSale (Full)$15,001 - $50,000
2020-09-09JPMJP Morgan Chase & Co.Sale (Full)$15,001 - $50,000
2020-09-08GOOGLAlphabet Inc. - Class APurchase$15,001 - $50,000
2020-09-08AAPLApple Inc.Sale (Partial)$15,001 - $50,000
2020-09-08INTUIntuit Inc.Sale (Full)$15,001 - $50,000
2020-09-08JPMJP Morgan Chase & Co.Sale (Full)$15,001 - $50,000
2020-09-08USMCPrincipal U.S. Mega-Cap ETFSale (Partial)$15,001 - $50,000
2020-09-08SPYSPDR S&P 500Sale (Partial)$15,001 - $50,000
2020-09-08VIGVanguard Div Appreciation ETFSale (Partial)$50,001 - $100,000
2020-08-11FT divers Income & growth Fall 15 [OT]Sale (Full)$100,001 - $250,000spouse
2020-08-10AEPAmerican Electric Power Company, Inc.Purchase$15,001 - $50,000spouse
2020-08-10AXPSP E62 (Edward Jones) American Express CompanySale (Full)$15,001 - $50,000
2020-08-10WFCWF 69 (Wells Fargo Financial) SPduke Energy Corporation (dUK) [ST]Purchase$15,001 - $50,000
2020-08-10DGROiShares Core dividend growth ETF (dgRO) [ST]Purchase$50,001 - $100,000
2020-08-10JNJJohnson & JohnsonPurchase$15,001 - $50,000spouse
2020-08-10PNCSP E62 (Edward Jones) PNC Financial Services group, Inc.Sale (Full)$50,001 - $100,000
2020-08-10PNCWF 10 (Wells Fargo Financial) PNC Financial Services group, Inc.Sale (Full)$15,001 - $50,000
2020-08-10WFCWF 69 (Wells Fargo Financial) SPdR bloomberg barclays Convertible Securities ETF (CWb) [ST]Purchase$50,001 - $100,000
2020-08-10WFCWF 10 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY) [ST]Purchase$15,001 - $50,000
2020-08-10XLVWF 69 (Wells Fargo Financial) SPdR Select Sector Fund - Health CarePurchase$50,001 - $100,000
2020-08-10WFCWF 10 (Wells Fargo Financial) U.S. bancorp (USb) [ST]Sale (Full)$50,001 - $100,000
2020-08-10VWF 10 (Wells Fargo Financial) Visa Inc.Sale (Full)$15,001 - $50,000
2020-07-20AMERICAN FUNdS THE TAX EXEMPT bONd FUNd OF AMERICA [OT]Purchase$1,001 - $15,000spouselate · 46d
2020-07-01"CITIgROUP INC PERPETUAL FIX/FLT bONdS CALLAbLE CPN 6.125% dUE 12/29/49 dTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP- 172967Kd2" [OT]Purchase$100,001 - $250,000late · 65d
2020-07-01AMZNWF 95 (Wells Fargo Financial) LOCATION: US dESCRIPTION: "CITIgROUP INC PERPETUAL FIX/FLT bONdS CALLAbLE CPN 6.125% dUE 12/29/49 dTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP-172967Kd2" Amazon.com, Inc.Purchase$50,001 - $100,000late · 65d
2020-07-01AAPLSP E62 (Edward Jones) LOCATION: US dESCRIPTION: AMERICAN FUNdS THE TAX EXEMPT bONd FUNd OF AMERICA Apple Inc.Purchase$15,001 - $50,000late · 65d
2020-07-01HDWF 69 (Wells Fargo Financial) Home depot, Inc. (Hd) [ST]Sale (Full)$50,001 - $100,000late · 65d
2020-07-01PFEWF 69 (Wells Fargo Financial) Pfizer, Inc.Purchase$15,001 - $50,000late · 65d
2020-07-01RTXWF 69 (Wells Fargo Financial) Raytheon Technologies CorporationSale (Full)$15,001 - $50,000late · 65d
2020-06-23JPMJPMORgAN FEDERAL MONEY MARKET FUND [OT]Purchase$1,001 - $15,000spouse
2020-06-10JPMJPMORgAN FEDERAL MONEY MARKET FUND [OT]Purchase$15,001 - $50,000spouse
2020-06-10INFRLegg Mason global Infrastructure ETFSale (Full)$15,001 - $50,000spouse
2020-06-09EFGiShares MSCI EAFE growth ETF (EFg) [ST]Sale (Partial)$1,001 - $15,000
2020-06-09EFVSP E48 (Edward Jones) SPiShares MSCI EAFE Value ETFPurchase$15,001 - $50,000
2020-06-09IWMSP E48 (Edward Jones) SPiShares Russell 2000 ETFSale (Partial)$1,001 - $15,000
2020-06-09JPMJPMORgAN FEDERAL MONEY MARKET FUND [OT]Sale (Partial)$15,001 - $50,000spouse
2020-06-09ISDPgIM High Yield bond Fund, Inc.Purchase$15,001 - $50,000spouse
2020-06-09VVVanguard Large-Cap ETFPurchase$1,001 - $15,000spouse
2020-06-02PNCSP E48 (Edward Jones) PNC Financial Services group, Inc.Purchase$15,001 - $50,000
2020-06-01PNCWF 10 (Wells Fargo Financial) PNC Financial Services group, Inc.Purchase$15,001 - $50,000
2020-06-01TJXWF 69 (Wells Fargo Financial) TJX Companies, Inc.Sale (Full)$1,001 - $15,000
2020-06-01WFCWF 69 (Wells Fargo Financial) U.S. bancorp (USb) [ST]Purchase$50,001 - $100,000
2020-06-01VDCWF 10 (Wells Fargo Financial) Vanguard Consumer Staples ETFSale (Partial)$15,001 - $50,000
2020-05-26SKYYSP E62 (Edward Jones) First Trust Cloud Computing ETFPurchase$15,001 - $50,000
2020-05-26WFCWF 69 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Sale (Full)$15,001 - $50,000
2020-05-26WFCWF 25 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Sale (Full)$15,001 - $50,000
2020-05-26USMCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: PNC FINaNCIaL SERVICES UNSECUREd FIX To FLoaT CaLLabLE SER R PERPTL CPN 4.850% dUE 05/29/49 Principal U.S. Mega-Cap Multi- Factor Index ETFPurchase$1,001 - $15,000
2020-05-26USMCWF 25 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETFPurchase$15,001 - $50,000
2020-05-26USMCWF 25 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETFPurchase$1,001 - $15,000
2020-05-26USMCWF 53 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETFPurchase$15,001 - $50,000
2020-05-26BXThe blackstone group Inc. Class a (bX) [ST]Purchase$50,001 - $100,000
2020-05-26WFCWF 10 (Wells Fargo Financial) The blackstone group Inc. Class a (bX) [ST]Purchase$15,001 - $50,000
2020-05-19AMZNamazon.com, Inc. (aMZN) [ST]Purchase$50,001 - $100,000
2020-05-19AAPLWF 10 (Wells Fargo Financial) apple Inc. (aaPL) [ST]Purchase$15,001 - $50,000
2020-05-19WFCWF 10 (Wells Fargo Financial) becton, dickinson and Company (bdX) [ST]Sale (Full)$15,001 - $50,000
2020-05-19WFCWF 69 (Wells Fargo Financial) Carrier global Corporation (CaRR) [ST]Sale (Full)$1,001 - $15,000
2020-05-19SKYYWF 25 (Wells Fargo Financial) First Trust Cloud Computing ETFPurchase$15,001 - $50,000
2020-05-19SKYYFirst Trust Cloud Computing ETFPurchase$15,001 - $50,000spouse
2020-05-19SKYYWF 31 (Wells Fargo Financial) First Trust Cloud Computing ETFPurchase$15,001 - $50,000
2020-05-19HDWF 53 (Wells Fargo Financial) Home depot, Inc. (Hd) [ST]Purchase$15,001 - $50,000
2020-05-19WFCWF 69 (Wells Fargo Financial) SPiShares Core S&P Total U.S. Stock Market ETF (IToT) [ST]Purchase$15,001 - $50,000
2020-05-19JPMSP E62 (Edward Jones) JP Morgan Chase & Co.Purchase$15,001 - $50,000
2020-05-19JPMWF 10 (Wells Fargo Financial) JP Morgan Chase & Co.Purchase$1,001 - $15,000
2020-05-19WFCWF 69 (Wells Fargo Financial) otis Worldwide Corporation (oTIS) [ST]Sale (Full)$1,001 - $15,000
2020-05-19WFCWF 69 (Wells Fargo Financial) PNC FINaNCIaL SERVICES UNSECUREd FIX To FLoaT CaLLabLE SER R PERPTL CPN 4.850% dUE 05/29/49 [oT]Purchase$50,001 - $100,000
2020-05-19VIGVanguard div appreciation ETF (VIg) [ST]Purchase$15,001 - $50,000spouse
2020-05-19WFCWF 31 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Purchase$15,001 - $50,000
2020-05-19VZWF 10 (Wells Fargo Financial) Verizon Communications Inc.Purchase$15,001 - $50,000
2020-05-12UIT FIRST TRUST dIVERSIFIEd INCoME & gRoWTH PoRT SER 2015 [oT]Sale (Full)$50,001 - $100,000spouse
2020-05-11WFCWF 69 (Wells Fargo Financial) SPdarden Restaurants, Inc. (dRI) [ST]Purchase$15,001 - $50,000
2020-05-11JNJJohnson & JohnsonPurchase$15,001 - $50,000spouse
2020-05-11PGProcter & gamble Company (Pg) [ST]Purchase$15,001 - $50,000spouse
2020-04-24WFCWF 10 (Wells Fargo Financial) boFa FIN LLC 0% 1Y: LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 [oT]Sale (Full)$50,001 - $100,000
2020-04-24WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: boFa FIN LLC 0% 1Y: LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 Redemption boFa FIN LLC 0% 1Y: LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 [oT]Sale (Full)$15,001 - $50,000
2020-04-23UIT INVESCo UNIT TRS CENT EQUITY TR dIVERSFEd SER 2016- [oT]Sale (Full)$100,001 - $250,000spouse
2020-04-22WFCWF 53 (Wells Fargo Financial) SPamerican Capital Income [oT]Purchase$1,001 - $15,000
2020-04-22SP E62 (Edward Jones) SPamerican Fundamental Investors [oT]Purchase$1,001 - $15,000
2020-04-22SP E62 (Edward Jones) LoCaTIoN: US dESCRIPTIoN: american Fundamental Investors SPamerican growth Fund [oT]Purchase$1,001 - $15,000
2020-04-22SP E62 (Edward Jones) LoCaTIoN: US dESCRIPTIoN: american growth Fund SPamerican New Perspective Cl a [oT]Purchase$1,001 - $15,000
2020-04-22SP E62 (Edward Jones) LoCaTIoN: US dESCRIPTIoN: american New Perspective Cl a SPamerican Tax-exempt bond Fd [oT]Purchase$1,001 - $15,000
2020-04-22CVXChevron CorporationPurchase$15,001 - $50,000spouse
2020-04-22DUKduke Energy Corporation (dUK) [ST]Purchase$15,001 - $50,000
2020-04-22EMREmerson Electric CompanyPurchase$15,001 - $50,000spouse
2020-04-22Franklin Rising dividend Cl a [oT]Purchase$1,001 - $15,000spouse
2020-04-22DGROiShares Core dividend growth ETF (dgRo) [ST]Purchase$15,001 - $50,000
2020-04-22MPCMarathon Petroleum CorporationPurchase$15,001 - $50,000spouse
2020-04-15AMZNamazon.com, Inc. (aMZN) [ST]Purchase$15,001 - $50,000
2020-04-15AMZNWF 10 (Wells Fargo Financial) amazon.com, Inc. (aMZN) [ST]Purchase$15,001 - $50,000
2020-04-15AAPLSP E62 (Edward Jones) LoCaTIoN: US (aaPL) [ST]Purchase$15,001 - $50,000
2020-04-15AAPLWF 53 (Wells Fargo Financial) apple Inc. (aaPL) [ST]Purchase$50,001 - $100,000
2020-04-15JPMSP E62 (Edward Jones) JPMoRgaN CHaSE & Co FIXEd/FLoaT JR SbRdNTd CaLLabLE PERPETUaL MaT CPN 88.875% dUE 12/29/49 [oT]Purchase$50,001 - $100,000
2020-04-15JPMWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: JPMoRgaN CHaSE & Co FIXEd/FLoaT JR SbRdNTd CaLLabLE PERPETUaL MaT CPN 88.875% dUE 12/29/49 JPMoRgaN CHaSE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MaT SER CC CPN 4.625% dUE 12/31/49 [oT]Purchase$50,001 - $100,000
2020-04-15JPMWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: JPMoRgaN CHaSE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MaT SER CC CPN 4.625% dUE 12/31/49 JPMoRgaN CHaSE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MaT SER CC CPN 4.625% dUE 12/31/49 [oT]Purchase$50,001 - $100,000
2020-04-15VIGLoCaTIoN: US dESCRIPTIoN: UIT INVESCo UNIT TRS CENT EQUITY TR dIVERSFEd SER 2016- Redemption Vanguard div appreciation ETF (VIg) [ST]Purchase$50,001 - $100,000
2020-04-15WFCWF 10 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Purchase$50,001 - $100,000
2020-04-15WFCWF 69 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Purchase$15,001 - $50,000
2020-04-13DRIdarden Restaurants, Inc. (dRI) [ST]Purchase$15,001 - $50,000
2020-04-06AEPamerican Electric Power Company, Inc. (aEP) [ST]Purchase$15,001 - $50,000
2020-04-06DGROiShares Core dividend growth ETF (dgRo) [ST]Purchase$15,001 - $50,000
2020-04-06DGROiShares Core dividend growth ETF (dgRo) [ST]Purchase$1,001 - $15,000
2020-04-06SOSouthern Company (So) [ST]Purchase$15,001 - $50,000spouse
2020-03-27WFCWF 95 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 Transfer to WF 10 baNK NoVa SCoTIa 0% EdP bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT]Sale (Full)$50,001 - $100,000
2020-03-27WFCWF 95 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 Transfer to WF 10 HSbC USa INC 0% EdP NTS LKd To EURo SToXX 50 INdEX MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT]Sale (Full)$15,001 - $50,000
2020-03-18WFCWF 69 (Wells Fargo Financial) american Electric Power Company, Inc. (aEP) [ST]Sale (Full)$15,001 - $50,000
2020-03-18DEOdiageo plc (dEo) [ST]Sale (Partial)$1,001 - $15,000
2020-03-18WFCWF 69 (Wells Fargo Financial) diageo plc (dEo) [ST]Sale (Full)$1,001 - $15,000
2020-03-18WFCWF 53 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: HSbC USa INC 0% EdP NTS LKd To EURo SToXX 50 INdEX MTY 03/27/20 CPN 0.000% dUE 03/27/20 Redemption Northrop grumman Corporation (NoC) [ST]Sale (Full)$15,001 - $50,000
2020-03-18LUVSouthwest airlines CompanySale (Full)$15,001 - $50,000spouse
2020-03-18LUVWF 31 (Wells Fargo Financial) Southwest airlines CompanySale (Full)$15,001 - $50,000
2020-03-18WFCWF 25 (Wells Fargo Financial) SPdR dow Jones Industrial average ETF (dIa) [ST]Sale (Partial)$1,001 - $15,000
2020-03-18WFCWF 53 (Wells Fargo Financial) SPdR dow Jones Industrial average ETF (dIa) [ST]Sale (Full)$1,001 - $15,000
2020-03-18WFCWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 Vanguard FTSE developed Markets ETF (VEa) [ST]Sale (Full)$1,001 - $15,000
2020-03-18VPUWF 53 (Wells Fargo Financial) Vanguard Utilities ETFSale (Full)$15,001 - $50,000
2020-03-18VPUWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 Vanguard Utilities ETFSale (Full)$15,001 - $50,000
2020-03-18DISWF 10 (Wells Fargo Financial) Walt disney Company (dIS) [ST]Sale (Full)$1,001 - $15,000
2020-03-11MMM3M CompanySale (Full)$1,001 - $15,000
2020-03-11WFCWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Sale (Full)$50,001 - $100,000
2020-03-11WFCWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 SPdR S&P dividend ETF (SdY) [ST]Sale (Full)$15,001 - $50,000
2020-03-11WFCWF 69 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY) [ST]Sale (Full)$100,001 - $250,000
2020-03-11WFCWF 10 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY) [ST]Sale (Full)$50,001 - $100,000
2020-03-11TRVWF 25 (Wells Fargo Financial) The Travelers Companies, Inc.Sale (Full)$1,001 - $15,000
2020-03-11WFCWF 69 (Wells Fargo Financial) Vanguard Consumer Staples ETF (VdC) [ST]Sale (Full)$15,001 - $50,000
2020-03-11WFCWF 10 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Sale (Full)$15,001 - $50,000
2020-03-11WFCWF 25 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Sale (Full)$50,001 - $100,000
2020-03-10WFCWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 First Trust dJ Internet Index Fund (FdN) [ST]Sale (Full)$50,001 - $100,000
2020-03-10WFCWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 Vanguard Consumer Staples ETF (VdC) [ST]Sale (Partial)$15,001 - $50,000
2020-03-10VPUWF 25 (Wells Fargo Financial) Vanguard Utilities ETFSale (Full)$15,001 - $50,000
2020-02-28baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 [oT]Sale (Full)$50,001 - $100,000
2020-02-28WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 Redemption baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 [oT]Sale (Full)$50,001 - $100,000
2020-02-26WFCWF 53 (Wells Fargo Financial) First Trust Morningstar ETF (FdL) [ST]Sale (Full)$15,001 - $50,000
2020-02-25WFCWF 10 (Wells Fargo Financial) First Trust Morningstar ETF (FdL) [ST]Sale (Partial)$15,001 - $50,000
2020-02-25VPUWF 25 (Wells Fargo Financial) Vanguard Utilities ETFPurchase$50,001 - $100,000
2020-02-24WFCWF 69 (Wells Fargo Financial) baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 Transfer from WF 95 baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baNK NoVa SCoTIa 0% EdP bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 Redemption baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 95 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 Transfer to WF 10 baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 CPN 0.000% dUE 02/28/20 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 CPN 0.000% dUE 02/28/20 Transfer from WF 95 boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 Transfer from WF 95 boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 69 (Wells Fargo Financial) First Trust dJ Internet Index Fund (FdN) [ST]Exchange$50,001 - $100,000
2020-02-24WFCWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 First Trust dJ Internet Index Fund (FdN) [ST]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) First Trust Morningstar ETF (FdL) [ST]Exchange$50,001 - $100,000
2020-02-24WFCWF 95 (Wells Fargo Financial) dESCRIPTIoN: boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 Transfer to WF 10 First Trust Morningstar ETF (FdL) [ST]Exchange$50,001 - $100,000
2020-02-24GSgoldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Exchange$100,001 - $250,000
2020-02-24WFCWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Exchange$100,001 - $250,000
2020-02-24WFCWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 [oT]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 Transfer from WF 95 HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 [oT]Exchange$50,001 - $100,000
2020-02-24USMCWF 69 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETFExchange$100,001 - $250,000
2020-02-24USMCWF 95 (Wells Fargo Financial) dESCRIPTIoN: Transfer to WF 10 Principal U.S. Mega-Cap Multi- Factor Index ETFExchange$100,001 - $250,000
2020-02-24SPYWF 53 (Wells Fargo Financial) SPdR S&P 500Exchange$100,001 - $250,000
2020-02-24SPYWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 SPdR S&P 500Exchange$100,001 - $250,000
2020-02-24SDYdR S&P dividend ETF (SdY) [ST]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 SPdR S&P dividend ETF (SdY) [ST]Exchange$50,001 - $100,000
2020-02-24WFCWF 69 (Wells Fargo Financial) Vanguard Consumer Staples ETF (VdC) [ST]Exchange$100,001 - $250,000
2020-02-24WFCWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 Vanguard Consumer Staples ETF (VdC) [ST]Exchange$100,001 - $250,000
2020-02-24WFCWF 10 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Exchange$50,001 - $100,000
2020-02-24WFCWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 Vanguard div appreciation ETF (VIg) [ST]Exchange$50,001 - $100,000
2020-02-24VPUVanguard Utilities ETFExchange$15,001 - $50,000
2020-02-24VPUWF 10 (Wells Fargo Financial) dESCRIPTIoN: Transfer from WF 95 Vanguard Utilities ETFExchange$15,001 - $50,000
2020-02-18WFCWF 10 (Wells Fargo Financial) First Trust Morningstar ETF (FdL) [ST]Sale (Full)$1,001 - $15,000
2020-02-18WFCWF 25 (Wells Fargo Financial) First Trust Morningstar ETF (FdL) [ST]Sale (Partial)$15,001 - $50,000
2020-02-18WFCWF 25 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000
2020-02-18VPUWF 95 (Wells Fargo Financial) Vanguard Utilities ETFPurchase$15,001 - $50,000
2020-02-10CSQWF 25 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 Redemption Calamos Strategic Total Return FundSale (Full)$1,001 - $15,000
2020-02-10WFCWF 25 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000
2020-02-10WFCWF 53 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000
2020-02-10QQQWF 95 (Wells Fargo Financial) Invesco QQQ Trust, Series 1Purchase$15,001 - $50,000
2020-02-10USMCWF 53 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETFPurchase$15,001 - $50,000
2020-02-10WFCWF 95 (Wells Fargo Financial) SPdR dow Jones Industrial average ETF (dIa) [ST]Purchase$1,001 - $15,000
2020-02-10SPYWF 53 (Wells Fargo Financial) SPdR S&P 500Purchase$15,001 - $50,000
2020-02-10WFCWF 95 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY) [ST]Purchase$15,001 - $50,000
2020-02-10WFCWF 95 (Wells Fargo Financial) Vanguard Consumer Staples ETF (VdC) [ST]Purchase$15,001 - $50,000
2020-02-10WFCWF 95 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg) [ST]Purchase$15,001 - $50,000
2020-02-10VPUWF 95 (Wells Fargo Financial) Vanguard Utilities ETFPurchase$15,001 - $50,000
2020-02-10VPUWF 53 (Wells Fargo Financial) Vanguard Utilities ETFPurchase$15,001 - $50,000
2020-01-31SP E62 (Edward Jones) LoCaTIoN: US DESCRIPTIoN: american balanced Fund Class a baNK NoVa SCoTIa 0% 1Y: b C LKD S&P 500 MTY 01/31/2020 CPN 0.000% DUE 01/31/20 [oT]Sale (Full)$50,001 - $100,000
2020-01-31WFCWF 77 (Wells Fargo Financial) LoCaTIoN: US DESCRIPTIoN: baNK NoVa SCoTIa 0% 1Y: b C LKD S&P 500 MTY 01/31/2020 CPN 0.000% DUE 01/31/20 Redemption boFa FIN LLC 0% 1Y: aCCELERaTED RETURN NTS LKD To S&P MTY 01/31/20 CPN 0.000% DUE 01/31/20 [oT]Sale (Full)$100,001 - $250,000
2020-01-16SPamerican balanced Fund Class a [oT]Purchase$1,001 - $15,000
2020-01-16IVZInvesco LtdPurchase$1,001 - $15,000spouse
2019-12-30JPMJPMoRgaN FEDERaL MoNEY MaRKET FUND [oT]Purchase$1,001 - $15,000spouse
2019-12-23JPMJPMoRgaN FEDERaL MoNEY MaRKET FUND [oT]Purchase$1,001 - $15,000spouselate · 46d
2019-12-20baNK NoVa SCoTIa b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% [oT]Sale (Full)$50,001 - $100,000late · 49d
2019-12-12WFCWF 95 (Wells Fargo Financial) LoCaTIoN: US DESCRIPTIoN: baNK NoVa SCoTIa b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 [oT]Sale (Full)$50,001 - $100,000late · 57d
2019-12-12IVZInvesco LtdSale (Full)$1,001 - $15,000spouselate · 57d
2019-12-10WFCWF 95 (Wells Fargo Financial) LoCaTIoN: US DESCRIPTIoN: CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000late · 59d
2019-12-10CWBDR bloomberg barclays Convertible Securities ETF (CWb) [ST]Sale (Partial)$50,001 - $100,000spouselate · 59d
2019-12-10VPUWF 95 (Wells Fargo Financial) Vanguard Utilities ETFSale (Full)$15,001 - $50,000late · 59d
2019-12-03WFCWF 95 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$1,001 - $15,000late · 66d
2019-12-03WFCWF 95 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST]Purchase$15,001 - $50,000late · 66d
2019-12-03CWBDR bloomberg barclays Convertible Securities ETF (CWb) [ST]Sale (Full)$15,001 - $50,000spouselate · 66d
2019-12-03CWBDR bloomberg barclays Convertible Securities ETF (CWb) [ST]Sale (Full)$50,001 - $100,000spouselate · 66d
2019-12-03SDYDR S&P Dividend ETFPurchase$15,001 - $50,000spouselate · 66d
2019-12-03VIGVanguard Div appreciation ETF (VIg) [ST]Purchase$15,001 - $50,000late · 66d
2019-12-03WFCWF 25 (Wells Fargo Financial) Vanguard Div appreciation ETF (VIg) [ST]Purchase$15,001 - $50,000late · 66d
2019-11-29CREdIT SUISSE ag 0% EdP LKd EURo SToXX 50 INdEX dUE 11/27/2020 CPN 0.000% dUE 11/27/20 [oT]Sale (Full)$15,001 - $50,000spouse
2019-11-07WFCWF 31 (Wells Fargo Financial) LoCaTIoN: US dESCRIPTIoN: CREdIT SUISSE ag 0% EdP LKd EURo SToXX 50 INdEX dUE 11/27/2020 CPN 0.000% dUE 11/27/20 Redemption First Trust Morningstar ETF (FdL) [ST]Purchase$15,001 - $50,000
2019-11-07USMCWF 95 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETFPurchase$15,001 - $50,000
2019-11-07SPYWF 95 (Wells Fargo Financial) SPdR S&P 500Purchase$15,001 - $50,000
2019-11-07WFCWF 95 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY) [ST]Purchase$15,001 - $50,000
2019-11-07VPUWF 95 (Wells Fargo Financial) Vanguard Utilities ETFSale (Partial)$15,001 - $50,000
2019-10-21SDYDR S&P Dividend ETFPurchase$50,001 - $100,000spouse
2019-10-21SDYDR S&P Dividend ETFPurchase$15,001 - $50,000spouse
2019-10-10ACNaccenture plc Class a ordinary Shares (aCN) [ST]Sale (Full)$15,001 - $50,000
2019-10-10DDWF 69 (Wells Fargo Financial) DuPont de Nemours, Inc.Sale (Full)$1,001 - $15,000
2019-10-10XOMWF 69 (Wells Fargo Financial) Exxon Mobil Corporation (XoM) [ST]Sale (Full)$1,001 - $15,000
2019-10-10FDNWF 69 (Wells Fargo Financial) First Trust DJ Internet Index FundSale (Partial)$15,001 - $50,000
2019-10-10FDLWF 95 (Wells Fargo Financial) First Trust Morningstar ETFPurchase$15,001 - $50,000
2019-10-10FDLWF 95 (Wells Fargo Financial) First Trust Morningstar ETFPurchase$1,001 - $15,000
2019-10-10JNJWF 25 (Wells Fargo Financial) Johnson & JohnsonSale (Partial)$1,001 - $15,000
2019-10-10JNJWF 69 (Wells Fargo Financial) Johnson & JohnsonSale (Full)$1,001 - $15,000
2019-10-10NEESP E48 (Edward Jones) LoCaTIoN: US DESCRIPTIoN: JPMoRgaN FEDERaL MoNEY MaRKET FUND NextEra Energy, Inc.Sale (Full)$15,001 - $50,000
2019-10-10PNCWF 69 (Wells Fargo Financial) PNC Financial Services group, Inc.Sale (Partial)$1,001 - $15,000

Amounts are the dollar ranges the STOCK Act requires — exact trade sizes aren't disclosed. "Spouse" marks trades reported for a spouse's account. Source: official House Clerk / Senate eFD periodic transaction reports. Not investment advice.