David A. Trott

Disclosed trades (491) · showing the 250 most recent

• 2019-01-03BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2019-01-03NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND [gS]Purchase$250,001 - $500,000
• 2019-01-03X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2019-01-03X INDEX [oT]Purchase$50,001 - $100,000spouse
• 2019-01-03Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -Purchase$15,001 - $50,000
• 2018-12-28CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2018-12-26X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-12-26X INDEX [oT]Purchase$50,001 - $100,000spouse
• 2018-12-21CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 01/31/2020 [CS]Purchase$100,001 - $250,000
• 2018-12-20VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Full)$1,001 - $15,000
• 2018-12-19Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CRSWL&LXNgT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI BoND [gS]Purchase$250,001 - $500,000
• 2018-12-19VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-18DESCRIPTIoN: Exchange Traded Note Fund MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND [gS]Sale (Full)$250,001 - $500,000
• 2018-12-18X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-12-18X INDEX [oT]Purchase$15,001 - $50,000spouse
• 2018-12-18Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. RoSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND [gS]Purchase$500,001 - $1,000,000
• 2018-12-18SHLXDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Shell Midstream Partners, L.P. Common Units representing Limited Partner InterestsPurchase$1,001 - $15,000
• 2018-12-18VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-17GSDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. goldman Sachs Renewable Power LLC [oL]Purchase$100,001 - $250,000
• 2018-12-17MPLXAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MPLX LP Common Units Representing Limited Partner InterestsPurchase$15,001 - $50,000
• 2018-12-17PAGPPlains group Holdings, L.P. Class A Shares representing limited partner interests (PAgP) [ST]Purchase$15,001 - $50,000
• 2018-12-17VLPValero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-14VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-13X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-12-13VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-12EQGPEQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST]Sale (Full)$15,001 - $50,000
• 2018-12-12VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-11VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-10VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-07VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-06AMGPAntero Midstream gP LP Common Shares of Beneficial Interests (AMgP) [ST]Sale (Full)$15,001 - $50,000
• 2018-12-06ETAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common UnitsPurchase$15,001 - $50,000
• 2018-12-06AMJAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETNPurchase$100,001 - $250,000
• 2018-12-06PAAPlains All American Pipeline, L.P.Purchase$1,001 - $15,000
• 2018-12-06SHLXAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Shell Midstream Partners, L.P. Common Units representing Limited Partner InterestsPurchase$15,001 - $50,000
• 2018-12-06TRGPTarga Resources, Inc. (TRgP) [ST]Purchase$50,001 - $100,000
• 2018-12-06TRPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. TransCanada CorporationSale (Full)$15,001 - $50,000
• 2018-12-06VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-06WMBDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Williams Companies, Inc.Sale (Full)$100,001 - $250,000
• 2018-12-04EQGPEQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST]Sale (Partial)$1,001 - $15,000
• 2018-12-04X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-12-04VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-12-03EQGPEQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST]Sale (Partial)$1,001 - $15,000
• 2018-12-03VLPValero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-11-30EQGPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST]Sale (Partial)$1,001 - $15,000
• 2018-11-27JPMAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED WPurchase$100,001 - $250,000
• 2018-11-20JPMBUFFER 0% STRUCTURED NoTE DUE 02/20/2020 [CS] FILINg STATUS: New Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 01/22/2021 [CS]Purchase$50,001 - $100,000
• 2018-11-20X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-11-20X INDEX [oT]Purchase$15,001 - $50,000spouse
• 2018-11-20VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-11-14BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020 [CS]Purchase$250,001 - $500,000
• 2018-11-14X INDEX [oT]Sale (Partial)$15,001 - $50,000spouse
• 2018-11-14X INDEX [oT]Purchase$15,001 - $50,000spouse
• 2018-11-14VLPAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-11-07Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 11/25/2020 [CS]Purchase$50,001 - $100,000
• 2018-11-06DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. JENISoN MICH PUB SCHS go 5% 05/01/23 MN - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-11-01ETAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note Energy Transfer LP Common UnitsPurchase$1,001 - $15,000
• 2018-11-01JPMAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 04/22/2020 [CS]Purchase$50,001 - $100,000
• 2018-10-30X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-10-30X INDEX [oT]Purchase$50,001 - $100,000spouse
• 2018-10-24Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CoNN ST go 5% 06/01/22 JD - MUNI BoND [gS]Sale (Full)$250,001 - $500,000
• 2018-10-24gRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BoND [gS]Sale (Partial)$100,001 - $250,000
• 2018-10-24Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note KALAMAZoo MICH PUB SCHS go 5% 05/01/21 MN - MUNI BoND [gS]Sale (Partial)$250,001 - $500,000
• 2018-10-23Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS]Purchase$50,001 - $100,000
• 2018-10-23EQMDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP (ETP). EQM Midstream Partners, LP Common Units representing Limited Partner InterestsPurchase$1,001 - $15,000
• 2018-10-23X INDEX [oT]Sale (Partial)$15,001 - $50,000spouse
• 2018-10-23X INDEX [oT] gfedc FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 283 EXP 10/26/2018 - CBoE MINI SPX INDEX [oT]Purchase$15,001 - $50,000spouse
• 2018-10-23VLPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-10-225% 10/01/20 Ao - MUNI BoND [gS] $250,000 gfedc FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLYMoUTH-CANToN MICH CMNTY SCH go 5% 05/01/23 MN - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-10-19ETAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common UnitsExchange$100,001 - $250,000
• 2018-10-19ETPP. - symbol: ETE). Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP (ETP)Exchange$100,001 - $250,000
• 2018-10-18Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. BoFA FINANCE LLC LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020 [CS]Purchase$100,001 - $250,000
• 2018-10-18Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500Purchase$100,001 - $250,000
• 2018-10-18Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CITIgRoUP INC. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 04/22/2020 [CS]Purchase$100,001 - $250,000
• 2018-10-18THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020 [CS]Purchase$100,001 - $250,000
• 2018-10-18L REV REV 5% 10/01/25 Ao - MUNI BoND [gS]Sale (Full)$100,001 - $250,000spouse
• 2018-10-18JPMAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS]Purchase$100,001 - $250,000
• 2018-10-18Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 10/21/2020 [CS]Purchase$100,001 - $250,000
• 2018-10-17MATTAWAN MICH CoNS SCH DIST go 5% 05/01/25 MN - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-10-17X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-10-17X INDEX [oT]Purchase$1,001 - $15,000spouse
• 2018-10-16Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 [CS]Sale (Full)$250,001 - $500,000
• 2018-10-16Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note. CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 [CS]Sale (Partial)$50,001 - $100,000
• 2018-10-16Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/11/2019 [CS]Sale (Partial)$100,001 - $250,000
• 2018-10-16Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NoTE DUE 06/03/2020 [CS]Sale (Partial)$250,001 - $500,000
• 2018-10-16Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note UBS Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/18/2020 [CS]Purchase$50,001 - $100,000
• 2018-10-09BNP PARIBAS LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 09/11/2020 [CS]Purchase$50,001 - $100,000
• 2018-10-05INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/22/2020 [CS] FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 02/20/2020 [CS]Purchase$50,001 - $100,000
• 2018-10-05Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 [CS]Purchase$250,001 - $500,000
• 2018-10-04Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-10-04Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MADISoN WIS go 4% 10/01/25 Ao - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-10-04Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 281 EXP 11/23/2018 -Sale (Partial)$1,001 - $15,000
• 2018-10-03Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BoND [gS]Purchase$500,001 - $1,000,000
• 2018-10-01Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note DoWAgIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BoND [gS]Purchase$250,001 - $500,000
• 2018-09-28DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BoND [gS]Sale (Full)$15,001 - $50,000
• 2018-09-28ARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BoND [gS]Sale (Full)$100,001 - $250,000spouse
• 2018-09-28DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BoND [gS]Sale (Full)$50,001 - $100,000
• 2018-09-27MASSACHUSETTS ST go 5.2500% 09/01/23 MS - MUNI BoND [gS]Sale (Full)$1,000,001 - $5,000,000
• 2018-09-27DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest SoUTH WASHINgToN CNTY INDPT go 5% 02/01/24 FA - MUNI BoND [gS]Purchase$1,000,001 - $5,000,000
• 2018-09-27VA ST PUB SCH AUTH SCH FINg REV 5% 08/01/23 FA - MUNI BoND [gS]Sale (Full)$250,001 - $500,000
• 2018-09-26BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/25/2020 [CS]Purchase$100,001 - $250,000
• 2018-09-25Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500Purchase$250,001 - $500,000
• 2018-09-21Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JACKSoN MICH PUB SCHS go 5% 05/01/25 MN go - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2018-09-21MMPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Magellan Midstream Partners L.P. Limited PartnershipPurchase$15,001 - $50,000
• 2018-09-20ENBINDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 [CS] FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Enbridge IncPurchase$15,001 - $50,000
• 2018-09-20gRAND LEDgE MICH PUB SCHS DIST go 5.0000% 05/01/24 MN - MUNI BoND [gS]Sale (Full)$15,001 - $50,000
• 2018-09-20X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-09-20TRPTransCanada CorporationSale (Partial)$15,001 - $50,000
• 2018-09-19PSXPPhillips 66 Partners LP Common Units representing limited partner interest in the PartnershipPurchase$1,001 - $15,000
• 2018-09-18ANDXAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC Andeavor Logistics LP Common Units representing Limited Partner InterestsPurchase$15,001 - $50,000
• 2018-09-18gREAT LAKES WATER AUTHoRITY REV 4.0000% 07/01/23 JJ - MUNI BoND [gS]Purchase$500,001 - $1,000,000
• 2018-09-18WMBDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Williams Companies, Inc.Sale (Partial)$50,001 - $100,000
• 2018-09-17ALLEN PARK MICH PUB SCH DIST go 5% 11/01/23 MN - MUNI BoND [gS]Sale (Full)$100,001 - $250,000
• 2018-09-17L REV REV 5% 10/01/25 Ao - MUNI BoND [gS]Purchase$100,001 - $250,000spouse
• 2018-09-17Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND [gS]Sale (Partial)$15,001 - $50,000
• 2018-09-17SHLXAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. Shell Midstream Partners, L.P. Common Units representing Limited Partner InterestsPurchase$15,001 - $50,000
• 2018-09-17VLPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interestsSale (Partial)$1,001 - $15,000
• 2018-09-17WESWestern gas Partners, LP Limited Partner InterestsSale (Partial)$15,001 - $50,000
• 2018-09-13X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-09-11MPLXAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MPLX LP Common Units Representing Limited Partner InterestsPurchase$1,001 - $15,000
• 2018-09-11NBLXDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Noble Midstream Partners LP Common Units Representing Limited Partner InterestsSale (Partial)$1,001 - $15,000
• 2018-09-10DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest AVoNDALE MICH SCH DIST go 5% 05/01/20 MN - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2018-09-10OKEoNEoK, Inc. (oKE) [ST]Sale (Partial)$15,001 - $50,000
• 2018-09-10TRPTransCanada CorporationPurchase$1,001 - $15,000
• 2018-09-06X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-09-04Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-08-31Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/03/2020 [CS]Purchase$250,001 - $500,000
• 2018-08-30CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2018-08-30Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND [gS]Purchase$500,001 - $1,000,000
• 2018-08-30Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TEXAS ST UNIV SYS FINg REV REV 5% 03/15/23 MS - MUNI BoND [gS]Sale (Full)$500,001 - $1,000,000
• 2018-08-29X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-08-29Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/23/2020 [CS]Purchase$250,001 - $500,000
• 2018-08-22X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-08-13CREDIT SUISSE Ag LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/26/2019 [CS]Purchase$100,001 - $250,000
• 2018-08-10WMBTHEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note Williams Companies, Inc.Exchange$100,001 - $250,000
• 2018-08-10WPZ(WMB) of the outstanding public common units of Williams Partners LP (WPZ)Exchange$100,001 - $250,000
• 2018-08-08X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-08-01X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-07-25BoFA FINANCE LLC LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/31/2019 [CS]Purchase$100,001 - $250,000
• 2018-07-24X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-07-23EQMEQT Midstream Partners, LP Common Units representing Limited Partner InterestsExchange$50,001 - $100,000
• 2018-07-23RMPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. Rice Midstream Partners LP Common Units representing limited partner interestsExchange$50,001 - $100,000
• 2018-07-17X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-07-16RMPHAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 [gS]Purchase$50,001 - $100,000
• 2018-07-11X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-07-02Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. DESCRIPTIoN: Structured Note ENERgY NoRTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-06-28X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-06-15Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 08/19/2020 [CS]Purchase$500,001 - $1,000,000
• 2018-06-15WFCAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. WELLS FARgo & CoMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 04/16/2020 [CS]Purchase$50,001 - $100,000
• 2018-06-14X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-06-12ARLINgToN TEX ETC go 5% 08/15/23 FA PERM IMPT BDS 2014 LT BEo SR LIEN - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-06-07X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-06-06Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. RACINE WIS UNI SCH DIST go 5% 04/01/24 Ao go CoRP PURP BDS UT BEo - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-05-30X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-05-24N SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEo - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-05-23X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-05-15X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-05-14ANCHoRAgE ALASKA go 5% 09/01/24 MS go BDS D UT BEo - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-05-14Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TRUCKEE MEADoWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEo - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-05-09ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDg BDS 2018 UT BEo - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-05-07Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSoN AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-05-04Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-05-04MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND [gS]Purchase$500,001 - $1,000,000
• 2018-05-04Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-05-03Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND [gS]Purchase$50,001 - $100,000
• 2018-05-03PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND [gS]Purchase$250,001 - $500,000
• 2018-05-03Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2018-05-03PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND [gS]Purchase$500,001 - $1,000,000
• 2018-05-01Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/08/2020 [CS]Purchase$250,001 - $500,000
• 2018-04-20X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-04-17X INDEX [oT]Sale (Partial)$1,001 - $15,000spouse
• 2018-04-11X INDEX [oT]Sale (Partial)$15,001 - $50,000spouse
• 2018-04-11X INDEX [oT]Purchase$15,001 - $50,000spouse
• 2018-04-09DESCRIPTIoN: Purchase of Membership Interest in Trott-ATA LLC WASHINgToN ST VAR PURP go BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BoND [gS]Purchase$15,001 - $50,000
• 2018-04-06Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TRoTT-ATA LLC (INVESTMENT HoLDINg Co.) [oI]Purchase$500,001 - $1,000,000
• 2018-04-05Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/08/2020 [CS]Purchase$100,001 - $250,000
• 2018-04-04Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/06/2020 [CS]Purchase$250,001 - $500,000
• 2018-04-03Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. oAKRIDgE MICH PUB SCHS go 5% 05/01/24 MN - MUNI BoND [gS]Purchase$100,001 - $250,000
• 2018-04-02GSgoldman Sachs Renewable Power LLC [oL]Purchase$15,001 - $50,000
• 2018-03-28PUT/XSP @ 249 EXP 06/15/2018 - CBOE MINI SPX INDEXSale (Full)$15,001 - $50,000
• 2018-03-28PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEXPurchase$1,001 - $15,000
• 2018-03-15WMBWilliams Companies, Inc.Purchase$15,001 - $50,000
• 2018-03-15WPZWilliams Partners, L.P. Common Units Representing Limited Partner InterestsPurchase$15,001 - $50,000
• 2018-03-14EQMEQT Midstream Partners, LP Common Units representing Limited Partner InterestsSale (Full)$15,001 - $50,000
• 2018-03-14RMPRice Midstream Partners LP Common Units representing limited partner interestsSale (Full)$1,001 - $15,000
• 2018-03-13PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEXSale (Full)$1,001 - $15,000
• 2018-03-01PUT/XSP @ 260 EXP 04/20/2018 - CBOE MINI SPX INDEXSale (Full)$1,001 - $15,000
• 2018-03-01PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEXSale (Full)$1,001 - $15,000
• 2018-03-01PUT/XSP @ 274 EXP 03/02/2018 - CBOE MINI SPX INDEXPurchase$15,001 - $50,000
• 2018-02-27000% DUE 12/01/21 - MUNI BoNDPurchase$50,001 - $100,000
• 2018-02-26BUCHANAN MICH CMNTY SCHS go 3% 05/01/22 MN go SCH BLDg AND SITE BDS 2013 UT BEo - MUNI BoNDPurchase$100,001 - $250,000
• 2018-02-26Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITIgRoUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 09/06/2019 P02/2/201802/3/2018$50,001 - $100,000 FILINg STATUS: New Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC 000% DUE 06/01/21Purchase$15,001 - $50,000
• 2018-02-26PLEASANT PRAIRIE WI PRoMISSoRY NTS-SER A-REF go BD DTD 08/20/14 5.000% DUE 09/01/21Purchase$50,001 - $100,000
• 2018-02-22X INDEXSale (Full)$1,001 - $15,000spouse
• 2018-02-22X INDEXPurchase$1,001 - $15,000spouse
• 2018-02-14X INDEXSale (Full)$1,001 - $15,000spouse
• 2018-01-24X INDEXSale (Full)$1,001 - $15,000spouse
• 2018-01-18X INDEX S01/9/201801/10/2018$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 274 EXP 03/02/2018 - CBoE MINI SPX INDEXSale (Full)$1,001 - $15,000spouse
• 2018-01-17LENEXA KANS go 5% 09/01/24 MS SER B UT BEo SR LIEN - MUNI BoNDPurchase$100,001 - $250,000
• 2018-01-11PSXPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP)Sale (Full)$15,001 - $50,000
• 2018-01-11TRPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US TransCanada Corporation (TRP)Purchase$15,001 - $50,000
• 2017-12-31Trott Northwestern, LLCPurchase$250,001 - $500,000
• 2017-12-21AMGPAntero Midstream GP LP Common Shares of Beneficial InterestsPurchase$15,001 - $50,000
• 2017-12-20OKEONEOK, Inc.Sale (Full)$15,001 - $50,000
• 2017-12-20PUT/XSP @ 263 EXP 01/26/2018 - CBOE MINI SPX INDEXSale (Full)$1,001 - $15,000
• 2017-12-12SPYPUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUSTPurchase$100,001 - $250,000
• 2017-12-12SPYPUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUSTSale (Full)$100,001 - $250,000
• 2017-12-12PUT/XSP @ 261 EXP 02/16/2018 - CBOE MINI SPX INDEXSale (Full)$1,001 - $15,000
• 2017-12-12GSTHE GOLDMAN SACHS GROUP, INC. LINKED TO FX BASKET 9% COUPON DUE 02/06/2020 STRUCTURED NOTESale (Full)$500,001 - $1,000,000
• 2017-12-04TRPTransCanada CorporationPurchase$15,001 - $50,000
• 2017-12-01PUT/XSP @ 254 EXP 01/05/2018 - CBOE MINI SPX INDEXSale (Full)$1,001 - $15,000
• 2017-12-01UBS AG LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 02/06/2020Purchase$100,001 - $250,000
• 2017-11-29ANDXAndeavor Logistics LP Common Units representing Limited Partner Interests (ANDX)Sale (Full)$15,001 - $50,000
• 2017-11-21X INDEX S11/9/201711/10/2017$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 250 EXP 01/19/2018 - CBoE MINI SPX INDEX S11/3/201711/4/2017$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 255 EXP 12/22/2017 - CBoE MINI SPX INDEXSale (Full)$1,001 - $15,000spouse
• 2017-11-21Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN RFDg UT BEo - MUNI BoNDPurchase$50,001 - $100,000
• 2017-11-16DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest BAY CITY MICH SCH DIST go 5% 11/01/23 MN RFDg UT BEo - MUNI BoND P11/30/201712/1/2017$15,001 - $50,000 FILINg STATUS: New gRAND LEDgE MICH PUB SCHS DIST go 5% 05/01/24 MN go REF BDS 2015 UT BEo SR LIEN - MUNI BoND P11/7/201711/8/2017$15,001 - $50,000 FILINg STATUS: New gRAND VALLEY MICH ST UNIV REV REV 5% 12/01/23 JD gEN BDS 2017 BEo - MUNI BoNDPurchase$15,001 - $50,000
• 2017-11-14MANSFIELD INDPT SCHooL DIST go 5.0000% 02/15/19 FA RFDg UT BNK QUAL BEo - MUNI BoNDSale (Full)$50,001 - $100,000
• 2017-11-14Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US THE BANK oF NoVA SCoTIA LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 03/20/2020Purchase$100,001 - $250,000
• 2017-10-19X INDEX S10/6/201710/7/2017$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 249 EXP 12/01/2017 - CBoE MINI SPX INDEXSale (Full)$1,001 - $15,000spouse
• 2017-10-13BNP PARIBAS LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 12/18/2019Purchase$100,001 - $250,000
• 2017-10-12X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-09-21X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-08-29X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-08-22X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-07-27Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US ST CLAIR CNTY MICH go 4.0000% 04/01/20 Ao RFDg-LTD TAX LT BNK QUAL BEo - MUNI BoNDPurchase$100,001 - $250,000
• 2017-07-17X INDEX S07/6/201707/7/2017$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 240 EXP 09/15/2017 - CBoE MINI SPX INDEXSale (Full)$1,001 - $15,000spouse
• 2017-06-28X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-06-13X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-05-23ALLEN PARK MICH PUB SCH DIST Go 5% 05/01/23 MN - MUNI BoND P05/4/201705/5/2017$250,001 - $500,000 FILING STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC ALLEN PARK MICH PUB SCH DIST Go 5% 11/01/22 MN - MUNI BoND P05/4/201705/5/2017$1,000,001 - $5,000,000 FILING STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC ALLEN PARK MICH PUB SCH DIST Go 5.0000% 11/01/23 MN - MUNI BoND P05/4/201705/5/2017$100,001 - $250,000 FILING STATUS: New Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CHIPPEWA VALLEY MICH SCHS Go 5% 05/01/23 MN - MUNI BoNDPurchase$100,001 - $250,000
• 2017-05-18GSAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) E04/28/201705/1/2017$100,001 - $250,000 FILING STATUS: New Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account P. (SXL), with and into Energy Transfer Partners, L.P. (ETP). As part of the completion of the merger, Sunoco Logistics Partners L.P. changed its name to Energy Transfer Partners, L.P. and began trading on the NYSE under the "ETP" ticker symbol on May 1, 2017. The former ETP ceased to be a publicly traded partnership, and its common units discontinued trading on the NYSE. Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) - (formerly known as Sunoco Logistics Partners LP Common Units representing limited partner interests (SXL)) E04/28/201705/1/2017$100,001 - $250,000 FILING STATUS: New Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account LoCATIoN: US P. (SXL), with and into Energy Transfer Partners, L.P. (ETP). As part of the completion of the merger, Sunoco Logistics Partners L.P. changed its name to Energy Transfer Partners, L.P. and began trading on the NYSE under the "ETP" ticker symbol on May 1, 2017. MASSACHUSETTS ST Go 5.2500% 09/01/23 MS - MUNI BoND P05/2/201705/3/2017$1,000,001 - $5,000,000 FILING STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MICHIGAN FIN AUTH REV REV 5% 10/01/22 Ao - MUNI BoNDPurchase$250,001 - $500,000
• 2017-05-18X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-05-16GSARTA MICH AREA SCHS Go 4% 05/01/24 MN - MUNI BoND P05/9/201705/10/2017$100,001 - $250,000 FILING STATUS: New Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account VIRGINIA ST PUB SCH AUTH SCH REV 5% 08/01/23 FA - MUNI BoND P05/9/201705/10/2017$250,001 - $500,000 FILING STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC WATERFoRD MICH SCH DIST Go 5% 05/01/23 MN - MUNI BoNDPurchase$50,001 - $100,000spouse
• 2017-05-16GSRevocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account WATERFoRD MICH SCH DIST Go 5% 05/01/23 MN - MUNI BoNDPurchase$1,001 - $15,000
• 2017-05-11X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-04-24Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC CooPERSVILLE AREA MICH PUB Go 5% 05/01/23 MN - MUNI BoND P04/7/201704/8/2017$250,001 - $500,000 FILING STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC FLA ST BRD ED PUB ED FoR ISSUE DB 5.0000% 06/01/23 JD - MUNI BoNDPurchase$250,001 - $500,000
• 2017-04-20GSAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC KING CNTY WASH SWR REV REV 5% 07/01/22 JJ - MUNI BoND P04/7/201704/8/2017$50,001 - $100,000 FILING STATUS: New Revocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account MUNICIPAL ELCTRC AUTH oF GA REV 5.2500% 01/01/19 JJ - MUNI BoNDSale (Full)$100,001 - $250,000
• 2017-04-12X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-04-11BELLEVILLE MICH AREA DIST LIBR Go 3.5000% 05/01/20 MN - MUNI BoNDPurchase$100,001 - $250,000
• 2017-03-30CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/23/2018Purchase$100,001 - $250,000
• 2017-03-23X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-03-22DR S&P 500 ETF TRUSTSale (Full)$250,001 - $500,000spouse
• 2017-03-22DR S&P 500 ETF TRUSTPurchase$500,001 - $1,000,000spouse
• 2017-02-14X INDEXSale (Full)$1,001 - $15,000spouse
• 2017-01-27Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 221 EXP 04/21/2017 - CBoE MINI SXP INDEXSale (Full)$1,001 - $15,000
• 2017-01-26GSRevocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account MICHIGAN MUN BD AUTH REV REV 5% 10/01/19 Ao - MUNI BoND P01/9/201701/10/2017$15,001 - $50,000 FILING STATUS: New Revocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account MoUNT CLEMENS MICH CMNTY SCH Go 5% 05/01/21 MN - MUNI BoND P01/9/201701/10/2017$50,001 - $100,000 FILING STATUS: New Revocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account NoVI MICH CMNTY SCH DIST Go 4% 05/01/20 MN - MUNI BoNDPurchase$50,001 - $100,000
• 2017-01-25GSRevocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account DETRoIT MICH WTR SUPPLY SYS REV 6.2500% 07/01/36 JJ - MUNI BoNDPurchase$50,001 - $100,000
• 2017-01-25Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US REETHS-PUFFER MICH SCHS Go 5% 05/01/18 MN - MUNI BoNDPurchase$50,001 - $100,000
• 2017-01-23GSRevocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account KENT CNTY MICH Go 5% 06/01/23 JD - MUNI BoNDPurchase$50,001 - $100,000
• 2017-01-20DEARBoRN MICH SCH DIST Go 5% 05/01/21 MN - MUNI BoNDPurchase$50,001 - $100,000
• 2017-01-20GSRevocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account IDOwnerAssetTransaction Type DateNotification Date Amount SoUTH LAKE MICH SCHS Go 5% 11/01/23 MN - MUNI BoNDPurchase$50,001 - $100,000